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Microsoft Sharepoint 2013 : What’s New with Claims and Authorization?

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11/29/2014 8:06:36 PM

Several new capabilities are introduced in SharePoint 2013, and the following sections cover those most pertinent to the administrator. As you plan to upgrade to SharePoint 2013 from SharePoint 2010, you should be planning your strategy to migrate classic-mode websites to claims-mode websites. The user authentication infrastructure is now more efficient and effective, as login tokens are now cached using the Distributed Cache Service. SharePoint 2013 can share resources and information more securely with other applications using the server-to-server authentication process. OAuth, which is new to SharePoint 2013, is used to provide access to resources.

Migrating from Classic to SharePoint 2013 Claims

This is a very important topic for SharePoint administrators, as Windows claims authentication is the new default user authentication mechanism for SharePoint 2013 when you create a new SharePoint 2013 web application. SharePoint 2013 will continue to support classic-mode authentication, but the capability to create a classic-mode SharePoint web application is no longer available using the web browser. You can still create a classic-mode web application using PowerShell, but claims authentication is recommended and it is required to support all SharePoint 2013 functionality.

SharePoint 2013 supports three different types of claims authentication: Windows-based claims, Security Assertion Markup Language–based (SAML) claims, and forms-based authentication (FBA) claims. Organizations that used classic-mode authentication in SharePoint 2010 have the following supported options for migrating to claims-based authentication:

  • Migrate from classic authentication to claims authentication in SharePoint 2010. SharePoint 2010 content can then be migrated to SharePoint 2013 via normal methods (database attach, etc.).
  • Migrate the SharePoint 2010 content to SharePoint 2013 via the database attach method. Convert the classic-mode web application to use claims via PowerShell.

SharePoint 2013 introduces new PowerShell cmdlets to accomplish this migration.


NOTE At the time of this writing, Microsoft is publicly stating that classic-mode authentication is being deprecated, and therefore is encouraging all organizations to migrate to claims in SharePoint 2010 if possible before upgrading to SharePoint 2013.

Authentication Infrastructure

SharePoint 2013 introduces the new Distributed Cache Service (DCS), which is used to cache login tokens (also known as FedAuth cookies). This is a big improvement over SharePoint 2010, which stored the login token on each web front-end (WFE) server in the farm. In SharePoint 2010, users who are redirected to a different load-balanced WFE often need to re-authenticate when using SAML or FBA authentication if load balancer affinity, also called sticky sessions, is not enabled. Therefore, sticky sessions are no longer required with SharePoint 2013. In addition to the use of the DCS, SharePoint 2013 has much more verbose logging of the claims authentication process. The ULS logs contain much more information about user authentication, such as user redirection, token addition and removal from the cache, and so on, which helps to manage and troubleshoot claims.

OAuth

SharePoint 2013 supports and extends the OAuth 2.0 standard. As mentioned earlier, OAuth is an industry standard protocol that enables users to authorize an application to act on their behalf without sharing their username and password. This is accomplished by establishing a trust relationship between the applications, which means you don’t have to assign a Windows login credential to an application. This enables users to, for example, share their resources or data (SharePoint lists, documents, photos, and videos) stored on one website with another website, or use this information as input for a custom application. OAuth is used only for resource access, not for user authentication. As you might guess, the new SharePoint 2013 Cloud App Model (also referred to as just the App Model) uses OAuth extensively to authorize apps to access resources on behalf of users.

SharePoint 2013 uses OAuth to allow applications to access SharePoint resources in one of three ways:

  • With the combined permissions of the application and the user
  • With only the permissions of the application
  • With only the permissions of the user

The app is given access to these resources by defining a trust relationship between the application and SharePoint 2013. Depending on the architecture of the application, a trust relationship between SharePoint 2013 and a cloud provider such as Windows Azure Access Control Service (ACS) can also be established. These trust relationships are very similar to the trust relationships used for authenticating SharePoint users with claims authentication. We provide a more detailed discussion of the claims authentication process in the User Authentication section.


Server-to-Server Authentication

Server-to-Server (S2S) authentication, which is used to create SharePoint high-trust apps, is a scenario for application-to-application authentication, and OAuth provides the basis for this capability. S2S uses a Microsoft extension of the OAuth protocol to enable services or servers to share resources on behalf of a user, and this user does not have to be authenticated. S2S requires user profiles, so user profile mapping and profile imports must be configured. For all those interested in using SharePoint Foundation 2013, high-trust apps are not possible because user profiles are required and not available in Foundation. S2S allows SharePoint to share information across SharePoint 2013 farms, and with other S2S-compliant applications. For example, the following SharePoint 2013 capabilities utilize S2S:

  • eDiscovery — The Electronic Discovery capability enables SharePoint 2013 to index mailbox content in Exchange Server 2013 and conversation content in Lync Server 2013 to include that information as part of a legal hold.
  • Task management — Tasks created in Outlook 2013 or in SharePoint 2013 are synchronized and viewable from a user’s personal site.
  • Site mailboxes — These are Exchange 2013 mailboxes that are rendered and viewable from SharePoint 2013 websites.
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